Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael James DoranAmeriprise Financial Services, Inc.Sigma Financial Corporation$1808-26-2019
Megan Lynn HeatonLPL Financial LLCSigma Financial Corporation05-14-2019
Raymond Cripps De Witt Jr.Concorde Investment Services, LLCSigma Financial Corporation$2504-23-2019
Joshua Allen SmailKey Investment Services LLCSigma Financial Corporation03-15-2019
Marc R. StasikCetera Advisors LLCSigma Financial Corporation01-10-2019
Aldous Ambrose AdriaanBrooklight Place Securities, Inc.Sigma Financial Corporation01-07-2019
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
Michael David MileyNew View Financial, LLCSigma Financial Corporation12-12-2018
David Alan HerbeckPNC InvestmentsSigma Financial Corporation12-03-2018
Gary Paul NelsonVoya Financial Advisors, Inc.Sigma Financial Corporation08-06-2018
Paul Eugene TurnerLPL Financial LLCSigma Financial Corporation$5007-31-2018
Bruce Alan AndersonCetera Investment Services LLCSigma Financial Corporation$2507-31-2018
Edward J. Maedel LlCambridge Investment Research, Inc.Sigma Financial Corporation07-09-2018
Thomas James GruszkaLPL Financial LLCSigma Financial Corporation03-02-2018
David Randal GouldPruco Securities, LLC.Sigma Financial Corporation01-12-2018
Patrick Carl ThuemmelNorthwest Asset ManagementSigma Financial Corporation01-04-2018
Matthew Kay StewartParkland Securities, LLCSigma Financial Corporation01-02-2018
Robert Alric BarrettRaymond James & Associates, Inc.Sigma Financial Corporation12-13-2017
John Douglas VanweeldenVanWeelden Wealth Management, LLCSigma Financial Corporation12-06-2017
Kevin Joseph MeiringCetera Financial Specialists LLCSigma Financial Corporation11-22-2017
Michael Frederick SalahCitizens Securities, Inc.Sigma Financial Corporation11-21-2017
Lewis Matthew YoungGWM Advisors, LLCSigma Financial Corporation10-02-2017
Terence Andrew QuinnSecurities America, Inc.Sigma Financial Corporation09-15-2017
Albin Bruce CampbellSecurities America, Inc.Sigma Financial Corporation08-23-2017
Adam Michael BlockiA Smarter Way to Invest, Inc.Sigma Financial Corporation08-02-2017
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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