Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael BlockiA Smarter Way to Invest, Inc.Sigma Financial Corporation08-02-2017
Rodger Raymond WolffAdvisory Services NetworkSigma Financial Corporation07-01-2015
Eric James OlwertAdvisory Services NetworkSigma Financial Corporation07-01-2015
David Gerald JudgeAdvisory Services NetworkSigma Financial Corporation01-06-2015
Terence Lee ReedAvantax Investment Services, Inc.Sigma Financial Corporation$5001-27-2020
Elizbeth MarshallAvantax Investment Services, Inc.Sigma Financial Corporation01-27-2020
Melissa Elizabeth RubinghAvantax Investment Services, Inc.Sigma Financial Corporation01-27-2020
Eudora Frances AdolphAvertrust Wealth LLCSigma Financial Corporation04-14-2011
Edward J Maedel LlCambridge Investment Research, Inc.Sigma Financial Corporation07-09-2018
Cory Thomas ShiversCambridge Investment Research, Inc.Sigma Financial Corporation05-11-2018
Arthur Martinez MojaresCambridge Investment Research, Inc.Sigma Financial Corporation06-30-2017
Richard Ignatus ShaheenCambridge Investment Research, Inc.Sigma Financial Corporation01-19-2017
Anthony John RighiCambridge Investment Research, Inc.Sigma Financial Corporation01-19-2017
Wendy Sue WoodwardCambridge Investment Research, Inc.Sigma Financial Corporation$804-01-2016
Matthew David MartinCambridge Investment Research, Inc.Sigma Financial Corporation11-09-2015
Thomas J RedmondCambridge Investment Research, Inc.Sigma Financial Corporation06-23-2014
Paul Joseph PuroCambridge Investment Research, Inc.Sigma Financial Corporation06-23-2014
Merlin Keith RajalaCambridge Investment Research, Inc.Sigma Financial Corporation01-08-2014
Marc R StasikCetera Advisors LLCSigma Financial Corporation01-10-2019
Bruce Alan AndersonCetera Investment Services LLCSigma Financial Corporation07-31-2018
Lina Commisso BowmanCommonwealth Financial NetworkSigma Financial Corporation12-09-2013
Matthew Ray VermillionCUSO Financial Services, L.P.Sigma Financial Corporation11-18-2019
Andrew Vito ManiaciCUSO Financial Services, L.P.Sigma Financial Corporation10-16-2013
Ambrosina Annette BaskettFidelity Brokerage Services LLCSigma Financial Corporation03-23-2020
Samuel Zachary FinebergFineberg Wealth Management, LLCSigma Financial Corporation04-11-2012
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.