Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Alexander HardiesFinancial & Portfolio Advisors, Ltd.Sigma Financial Corporation09-14-2010
Eudora Frances AdolphAvertrust Wealth LLCSigma Financial Corporation04-14-2011
Samuel Zachary FinebergFineberg Wealth Management, LLCSigma Financial Corporation04-11-2012
Eddie Charles WilliamsLifeMark Securities Corp.Sigma Financial Corporation04-20-2012
Andrew Vito ManiaciCUSO Financial Services, L.P.Sigma Financial Corporation10-16-2013
Lina Commisso BowmanCommonwealth Financial NetworkSigma Financial Corporation12-09-2013
Merlin Keith RajalaCambridge Investment Research, Inc.Sigma Financial Corporation01-08-2014
Thomas J. RedmondCambridge Investment Research, Inc.Sigma Financial Corporation06-23-2014
Jerry Keith LynchMichigan Securities, Inc.Sigma Financial Corporation08-12-2014
James Allen CouchMichigan Securities, Inc.Sigma Financial Corporation$1010-24-2014
Sharee Mosher BurkelAmeriprise Financial Services, Inc.Sigma Financial Corporation10-27-2014
Marilyn Joyce MeredithSecurities America, Inc.Sigma Financial Corporation02-20-2015
Rodger Raymond WolffAdvisory Services NetworkSigma Financial Corporation07-01-2015
Eric James OlwertAdvisory Services NetworkSigma Financial Corporation07-01-2015
Robert Eugene LantermanLighthouse Financial Planning, LLCSigma Financial Corporation01-26-2016
Albert Tyler TynesWaddell & ReedSigma Financial Corporation02-01-2016
Gregory Thomas SudderthKovack Securities Inc.Sigma Financial Corporation08-16-2016
Richard Ignatus ShaheenCambridge Investment Research, Inc.Sigma Financial Corporation01-19-2017
Anthony John RighiCambridge Investment Research, Inc.Sigma Financial Corporation01-19-2017
Arthur Martinez MojaresCambridge Investment Research, Inc.Sigma Financial Corporation$1006-30-2017
Adam Michael BlockiA Smarter Way to Invest, Inc.Sigma Financial Corporation08-02-2017
Albin Bruce CampbellSecurities America, Inc.Sigma Financial Corporation08-23-2017
Terence Andrew QuinnSecurities America, Inc.Sigma Financial Corporation09-15-2017
Michael Frederick SalahCitizens Securities, Inc.Sigma Financial Corporation11-21-2017
Robert Alric BarrettRaymond James & Associates, Inc.Sigma Financial Corporation12-13-2017
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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