Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Allen SmailKey Investment Services LLCSigma Financial Corporation03-15-2019
John Douglas VanweeldenVanWeelden Wealth Management, LLCSigma Financial Corporation12-06-2017
Kevin Joseph MeiringCetera Financial Specialists LLCSigma Financial Corporation11-22-2017
Keith W. KohoutVaultis Private Wealth LTDSigma Financial Corporation05-11-2017
Kathie Lee ForemanAdvisory Services NetworkSigma Financial Corporation06-13-2016
Hugo Silva SouzaTriad Advisors LLCSigma Financial Corporation02-05-2015
Mark Robert NiederhelmanLineweaver Wealth Advisors, LLCSigma Financial Corporation02-04-2015
James Sheldon LineweaverLineweaver Wealth Advisors, LLCSigma Financial Corporation02-02-2015
Brian Keith SchultzCambridge Investment Research, Inc.Sigma Financial Corporation$2510-01-2014
Leslie Benjamin GoldsteinSecurities America, Inc.Sigma Financial Corporation$10007-01-2014
Ned Albert ThomasLincoln Douglas Investments, LLCSigma Financial Corporation12-13-2012
Christopher Derek SweeneyAmeriprise Financial Services, Inc.Sigma Financial Corporation$5004-18-2012
Robert Lawrence RiesenbeckHD Vest Investment ServicesSigma Financial Corporation01-11-2011

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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