Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Patrick NelanRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Catherine Cynthia LattoRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Lyle Lee FiselRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Charles Martin WarburtonRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Jim Dean DuncanRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Mark S WeaverRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Anne Lucius KleitchesRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
John William JamesRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Sherri Ann RushRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Deborah Lee AndersonRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Anthony Joseph SearcyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Norman Richard Pelletier Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Peter Even DahlstromRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Steven Ray DeweyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Thomas Barksdale HaleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Richard Wade KagawaRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Michael Thomas McNultyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Brian Sai Hon YoungRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Robert Joseph LohseRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Beverly Mary BainRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Brenda Lynn CalkinsRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Bryan David FennRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Charles Maurice ThurmanRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
William George CummingsRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Jonathan Jay FrydmanRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
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Showing 251 to 275 of 1,442 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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