Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Dale Carpenter Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Scott Gilliam RussellRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Mark Joseph VamvaketisRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Lance Patrick CarlsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Scott Michael DavisRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
William Wayne Holland IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert Andrew Landi Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Edward G DoneganRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Lloyd Daniel Neubauer Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Ellen Kay TimberlakeRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Carl Malmrose HansonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert Wayne Tyler Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Anna Un Jung KimRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Frank Byrd ArnoldRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Daniel Jon CorrowRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
James Robert SickorezRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Van R Robert HarroldRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Nathaniel William VinsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Andrew Winans BehmRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Ashli Shackelford WheatonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Randal Scott PoirierRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Ronald William HyattRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
John William Parker Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Christopher Samuel O'SheaRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Bradley J. BondRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
« Previous PageNext Page »

Showing 151 to 175 of 1,442 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.