Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Lynn GarvinRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Ricky Ben BricknerRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Joseph Anthony BritaRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
David Howard CairnsRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Jennifer Alane BorislowRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Leonard Anderson Pierce Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
David William SheaRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert Ross CounceRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert William GruppRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Michael Joseph MolloyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Ruth Elaine DelaneyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
William Paul FraileyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
John Richard ShipmanRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert English SnidowRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Gary Francis ThomasRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Anthony PetsisRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert Bruce HurdRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Hubert Edwin DaleRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Steven Thomas DumRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Frederick Dooley JohnsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Francis Carlson BarazsuRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Ross Lee JeterRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Roy Daniel Elliott IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Michael Francis LebargeRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Anthony Richard ShockleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
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Showing 76 to 100 of 1,441 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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