Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Andrew CubicAllstate Financial Services, LLCSignator Investors, Inc.12-10-2013
Kabirudeen SalamiAllstate Financial Services, LLCSignator Investors, Inc.06-24-2011
William Alfred Simkins IIIAllstate Financial Services, LLCSignator Investors, Inc.05-23-2011
Jennifer Lee EmblerAmeriprise Financial Services, Inc.Signator Investors, Inc.06-19-2018
Christopher Scott McCrillisAmeriprise Financial Services, Inc.Signator Investors, Inc.$2505-09-2018
Adam Jay RudikoffAmeriprise Financial Services, Inc.Signator Investors, Inc.$1009-06-2016
David James DominiciAmeriprise Financial Services, Inc.Signator Investors, Inc.$1005-15-2015
Paula KinseyAmeriprise Financial Services, Inc.Signator Investors, Inc.05-15-2015
Jacqueline P. Zapicchi-CloughseyAmeriprise Financial Services, Inc.Signator Investors, Inc.05-15-2015
Robin David LiuAmeriprise Financial Services, Inc.Signator Investors, Inc.03-02-2015
Paul Nicholas DonasAmeriprise Financial Services, Inc.Signator Investors, Inc.$2502-06-2015
Gurveer Singh MannAmeriprise Financial Services, Inc.Signator Investors, Inc.$1003-14-2014
Normand Richard Fluet Jr.Ameriprise Financial Services, Inc.Signator Investors, Inc.08-03-2010
Matthew Scott WaltersAmeriprise Financial Services, Inc.Signator Investors, Inc.02-02-2009
Dennis Shane McMillanArete Wealth Management, LLCSignator Investors, Inc.01-25-2016
Sarah Elizabeth PasikowskiAXA Advisors, LLCSignator Investors, Inc.11-15-2018
William F Worth Jr.AXA Advisors, LLCSignator Investors, Inc.10-12-2012
Gregory Adam MosickAXA Advisors, LLCSignator Investors, Inc.$10001-04-2012
Todd Mccabe O'DonnellAXA Advisors, LLCSignator Investors, Inc.08-27-2010
John Robert MulvaneyAXA Advisors, LLCSignator Investors, Inc.07-07-2010
Gary Christopher JohnsonAXA Advisors, LLCSignator Investors, Inc.10-29-2009
Jody Daniel HowardAXA Advisors, LLCSignator Investors, Inc.10-28-2009
Gregory AshekianAXA Advisors, LLCSignator Investors, Inc.02-20-2009
Josette Rose KlingerAXA Advisors, LLCSignator Investors, Inc.02-13-2009
Jerry Renee WhitleyB. Riley Wealth ManagementSignator Investors, Inc.05-29-2018
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Showing 1 to 25 of 1,441 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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