Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Olivier DuquenneEdward JonesSignator Investors, Inc.01-05-2009
Jason John ButterfieldJack V. Butterfield Investment CompanySignator Investors, Inc.01-12-2009
Vincent Dennette RatliffPNC InvestmentsSignator Investors, Inc.01-29-2009
Matthew Scott WaltersAmeriprise Financial Services, Inc.Signator Investors, Inc.$50002-02-2009
Scott Alan GalbraithCrown Capital Securities, L.P.Signator Investors, Inc.$10002-10-2009
Gregory AshekianAXA Advisors, LLCSignator Investors, Inc.02-20-2009
Lanny Ray HowarterCrown Capital Securities, L.P.Signator Investors, Inc.03-02-2009
Thomas Charles GreerThe Huntington Investment CompanySignator Investors, Inc.$10003-17-2009
Brad A BartelsInvestment Professionals, Inc.Signator Investors, Inc.$10004-01-2009
Nguyen C TranMML Investors Services, LLCSignator Investors, Inc.$10006-16-2009
Robert Craig MonkPruco Securities, LLC.Signator Investors, Inc.06-16-2009
Adam David PaoliHornor, Townsend & Kent, LLCSignator Investors, Inc.$10007-01-2009
Kayla Sue WilliamsChase Investment Services Corp.Signator Investors, Inc.07-20-2009
Robert Lawrence NixonMetLife Securities Inc.Signator Investors, Inc.08-31-2009
Eric D ReeseChase Investment Services Corp.Signator Investors, Inc.09-01-2009
Michael Geoffrey MinterLifeMark Securities Corp.Signator Investors, Inc.$25009-23-2009
Christopher Michael WhalenSignature Resources Capital Management, LLCSignator Investors, Inc.09-23-2009
David Carl GurneePuritan Brokerage Services, Inc.Signator Investors, Inc.$50010-01-2009
Thomas Michael CompernolleAXA Advisors, LLCSignator Investors, Inc.$50010-06-2009
Mauricio Jorge Melo SantosCetera Advisor Networks LLCSignator Investors, Inc.$10010-15-2009
Robert Lawrence ElliottPruco Securities, LLC.Signator Investors, Inc.10-20-2009
Emmett Wesley Mankin IVProEquities, Inc.Signator Investors, Inc.$10010-23-2009
Jody Daniel HowardAXA Advisors, LLCSignator Investors, Inc.$50010-28-2009
Gary Christopher JohnsonAXA Advisors, LLCSignator Investors, Inc.10-29-2009
Jesse Lee LempesisMetLife Securities Inc.Signator Investors, Inc.10-30-2009
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Showing 1 to 25 of 729 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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