Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael JullieRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Michael ThiekeRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David P. LevySecurities Service Network, LLCSignator Investors, Inc.$5002-11-2013
David Purcell RuttRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Staton WensilRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David TeppTepp Financial PlanningSignator Investors, Inc.06-02-2016
David Thomas LarsonLPL Financial LLCSignator Investors, Inc.05-18-2012
David William SheaRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Dawn Lynn GreenPruco Securities, LLC.Signator Investors, Inc.11-14-2017
Deborah Lee AndersonRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Debra Ann Schloe KagawaRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Debra Crager ChandlerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Deforrest Grant DurhamRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Dempsey Reno AdkinsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Dennis Alan DewittRoyal Alliance Associates, Inc.Signator Investors, Inc.$1511-02-2018
Dennis Charles BardoniRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Dennis Howard BeckleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Dennis Shane McMillanArete Wealth Management, LLCSignator Investors, Inc.01-25-2016
Denny Lee FirestoneRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Dereck Brandon NunleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Derek A. MekaPruco Securities, LLC.Signator Investors, Inc.08-09-2017
Deron Lee MorrisRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Derrick Alesandro NiiRoyal Alliance Associates, Inc.Signator Investors, Inc.03-16-2017
Devin Gray ButlerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Diana Lynne FarrRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
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Showing 326 to 350 of 1,441 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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