Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron James VerbruggeNYLIFE Securities LLCSignator Investors, Inc.12-22-2016
Aaron KleinMML Investors Services, LLCSignator Investors, Inc.04-06-2012
Aaron M. OudbierRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Aaron Michael CheesmanLincoln InvestmentSignator Investors, Inc.$1903-11-2016
Adam Blake TylerFifth Third Securities, Inc.Signator Investors, Inc.05-11-2010
Adam David PaoliHornor, Townsend & Kent, LLCSignator Investors, Inc.07-01-2009
Adam J. ShermanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Adam Jay RudikoffAmeriprise Financial Services, Inc.Signator Investors, Inc.$1009-06-2016
Adam Joseph HumlicekRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Adam R. BeckRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Adam Ross KlickFisher InvestmentsSignator Investors, Inc.01-09-2018
Ajay Ramesh AnandRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Alan David KatzProEquities, Inc.Signator Investors, Inc.10-08-2018
Alan Dean BradleyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Alan SimpsonColville Wealth Advisory, LLCSignator Investors, Inc.01-02-2018
Albert Joseph Guida Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Albert Lee Shane IIRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Alexander Michael Haboush IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Alexander P. PetsisRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Alfred V Biggio Jr.Cetera Advisor Networks LLCSignator Investors, Inc.10-31-2013
Alfredo PerezLincoln Financial Securities CorporationSignator Investors, Inc.03-19-2010
Alice Eileen JohnsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Alice TangRoyal Alliance Associates, Inc.Signator Investors, Inc.$2311-02-2018
Aliina Marie LaineRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Alissa Lerner KimuraRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
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Showing 1 to 25 of 1,442 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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