Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Alan GalbraithCrown Capital Securities, L.P.Signator Investors, Inc.$10002-10-2009
Lanny Ray HowarterCrown Capital Securities, L.P.Signator Investors, Inc.03-02-2009
Nguyen C TranMML Investors Services, LLCSignator Investors, Inc.$10006-16-2009
Eric D ReeseChase Investment Services Corp.Signator Investors, Inc.09-01-2009
Christopher Michael WhalenSignature Resources Capital Management, LLCSignator Investors, Inc.09-23-2009
Adalberto PerazaChase Investment Services Corp.Signator Investors, Inc.12-28-2009
Sarah Elaine ParenteauDeutsche Bank Securities Inc.Signator Investors, Inc.01-11-2010
Jeremiah WilliamsonChase Investment Services Corp.Signator Investors, Inc.$10002-24-2010
Steve WooChase Investment Services Corp.Signator Investors, Inc.03-29-2010
Jeffrey Michael ZuanichSEIASignator Investors, Inc.04-13-2010
Johnny NguyenChase Investment Services Corp.Signator Investors, Inc.05-01-2010
John Christopher WilliamsSEIASignator Investors, Inc.08-13-2010
Vivian Rivera ChanSEIASignator Investors, Inc.08-13-2010
Gerald Harry MendesCambridge Investment Research, Inc.Signator Investors, Inc.11-16-2010
Kevin Andrew MessengerSignature Resources Capital Management, LLCSignator Investors, Inc.01-20-2011
Maurice Anthony GelfoKestra Investment Services, LLCSignator Investors, Inc.01-25-2011
Andrew LinSEIASignator Investors, Inc.03-21-2011
Mary Jane SchroederMML Investors Services, LLCSignator Investors, Inc.04-06-2011
Anthony Joseph De PalmaForesters Equity Services, Inc.Signator Investors, Inc.05-24-2011
Michael George DevereMetLife Securities Inc.Signator Investors, Inc.08-08-2011
Edward Thomas SmelichAXA Advisors, LLCSignator Investors, Inc.$10008-12-2011
Kenneth George McauleyUBS Financial Services Inc.Signator Investors, Inc.$15010-13-2011
Robert John MillerPrincipal Securities, Inc.Signator Investors, Inc.$10002-13-2012
Rendi Febrianto WijayaMerrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.02-15-2012
Jourdan C ArcillaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Signator Investors, Inc.04-16-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.