Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark William MillsapLPL Financial LLCSIGNATOR INVESTORS, INC.11-01-2018
Brian Franklin MillerPrincipal Securities, Inc.Signator Investors, Inc.$24311-01-2018
Russell Everett HughellPrincipal Securities, Inc.Signator Investors, Inc.11-01-2018
Zachary Allen KnutsonInnovative Wealth Management, LLCSignator Investors, Inc.10-18-2018
Charles Randall SnookVoya Financial Advisors, Inc.Signator Investors, Inc.10-01-2018
Ronald Roy HamiltonSecurities America, Inc.Signator Investors, Inc.$5009-28-2018
Dillan James HamiltonSecurities America, Inc.Signator Investors, Inc.09-28-2018
Terry Lee SheelerSignator Investors, Inc.Signator Investors, Inc.05-07-2018
Amit PoddarLPL Financial LLCSignator Investors, Inc.$5003-29-2018
Jarod John PedersenRIA Advisory Group, LLCSignator Investors, Inc.10-25-2017
Helen Rose KelleherAvantax Investment Services, Inc.Signator Investors, Inc.11-09-2016
Dale Eugene SalesPrincipal Securities, Inc.Signator Investors, Inc.$5008-19-2015
Andrew Rene BeaudryCambridge Investment Research, Inc.Signator Investors, Inc.09-06-2011
Jason Lee BlomgrenLincoln Financial Securities CorporationSignator Investors, Inc.02-01-2010
Lewis Edward VaseyLincoln Financial Securities CorporationSignator Investors, Inc.$10002-01-2010
Benjamin John BruinsLincoln Financial Securities CorporationSignator Investors, Inc.$1002-01-2010

Showing 1 to 16 of 16 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.