Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Marie JansenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Andrew A. JansenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Andrew Rene BeaudryCambridge Investment Research, Inc.Signator Investors, Inc.09-06-2011
Arron CramerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Barry Curtis JohnsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Benjamin John BruinsLincoln Financial Securities CorporationSignator Investors, Inc.$1002-01-2010
Blake D. HelmsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian Franklin MillerPrincipal Securities, Inc.Signator Investors, Inc.$24311-01-2018
Brian Richard BoedekerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Chadwic Joseph SarsfieldRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Chase Gregory FelchleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Clayton James CheneyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Daniel Arthur BuffingtonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Daniel Jon CorrowRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Daniel P. MarlowRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Darrel Dean PeckRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Andrew LaingRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Eugene Enos IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Diana Lynne FarrRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Douglas Dean FullerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Douglas Robert SchulteRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Eric Michael DawsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Eric Michael KaestnerRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Erin Mary WordenRoyal Alliance Associates, Inc.Signator Investors, Inc.$1811-02-2018
Gabe Joseph BowersRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Next Page »

Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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