Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Busald PikeLPL Financial LLCSignator Investors, Inc.12-20-2010
Beau M. BrowningLPL Financial LLCSignator Investors, Inc.12-20-2010
Thomas J. BalchikLPL Financial LLCSignator Investors, Inc.$1003-21-2012
Michael Duane FieldsCetera Advisors LLCSignator Investors, Inc.$5011-02-2012
Mary Lee Monger-MitchellH. Beck, Inc.Signator Investors, Inc.09-03-2013
Mark Andrew CubicAllstate Financial Services, LLCSignator Investors, Inc.12-10-2013
Michele Joanne MyersCetera Investment Services LLCSignator Investors, Inc.07-12-2016
Phillip Christopher ClarkJarred Bunch Consulting, LLCSignator Investors, Inc.09-16-2016
Ryan Taite WilsonWilson Financial Advisory ServicesSignator Investors, Inc.11-08-2017
John Eric HillCambridge Investment Research, Inc.Signator Investors, Inc.$10001-16-2018
Marino Parrish StathCambridge Investment Research, Inc.Signator Investors, Inc.01-16-2018
Jimm Scott NidlingerCFD Investments, Inc.Signator Investors, Inc.01-19-2018
Kyle Michael SchmidtEquity Services, Inc.SIGNATOR INVESTORS, INC.08-08-2018
John Stuart MedarisCambridge Investment Research, Inc.Signator Investors, Inc.08-16-2018
Fitzgerald CharlierCambridge Investment Research, Inc.Signator Investors, Inc.08-16-2018
Steven Derek LovelessCambridge Investment Research, Inc.Signator Investors, Inc.10-10-2018
Raymond Thomas BlunkRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
Carol Makris JordanRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Anthony James MuddRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
David Bruce StockerRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Douglas Jason DrobnyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5611-02-2018
Steven Thomas DumRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Jeffrey Robert RitterRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Melchor Elvie MuzkizRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
David Daniel HollandsRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
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Showing 1 to 25 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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