Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randy Gene McQueenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Mike Ray BreitenbachRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Staci Ann StreichRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Shinfen Circe WuRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Daniel Lee WohlenhausRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Randall Eugene MasonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Gabriel Aaron MarkleyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Cassidy Herrick CherayRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Jeremy W. WithersClient One Securities LLCSignator Investors, Inc.10-31-2018
Laurence Warren KempBrokers International Financial Services, LLC.Signator Investors, Inc.08-20-2018
Bradley S. ShammasClient One Securities LLCSignator Investors, Inc.11-17-2016
Wendall Alan KennedyThe O.N. Equity Sales CompanySignator Investors, Inc.06-10-2016
Michael E. HoweyWells Fargo Clearing Services, LLCSignator Investors, Inc.01-01-2016
Wunwun Wun HuiRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Fredric Eugene GoodmanRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Jurgita ChaseRoyal Alliance Associates, Inc.Signator Investors, Inc.$1411-02-2018
Dereck Brandon NunleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Grant Eric TolmanRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Lloyd Daniel Neubauer Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Van R Robert HarroldRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Carl David ThillRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Brian Allen WeimerRoyal Alliance Associates, Inc.Signator Investors, Inc.$7511-02-2018
Mark Edward MorashRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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