Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jay RudikoffAmeriprise Financial Services, Inc.Signator Investors, Inc.$10009-06-2016
James Harry KeefeBalanced Rock Investment AdvisorsSignator Investors, Inc.07-21-2014
Troy Allen AarthunBaystate Wealth ManagementSignator Investors, Inc.07-03-2012
Shaun D. SullivanCambridge Investment Research, Inc.Signator Investors, Inc.09-14-2015
William M. ElwellCambridge Investment Research, Inc.Signator Investors, Inc.03-12-2013
Justin Charles LittlefieldCambridge Investment Research, Inc.Signator Investors, Inc.$10002-23-2012
Matthew Hanby GubaCantella & Co., Inc.Signator Investors, Inc.$10009-18-2018
Karyn Alice OconnorEquity Services, Inc.Signator Investors, Inc.$50009-19-2014
William Vincent Nagle Sr.Essex Securities LLCSignator Investors, Inc.$10001-30-2018
Markens BenoitHorace Mann Investors, Inc.Signator Investors, Inc.02-13-2015
Ryan Douglas MariniLPL Financial LLCSignator Investors, Inc.$25003-09-2012
Mark Robert BosseyLPL Financial LLCSignator Investors, Inc.$50003-09-2012
Jonathan Dean FabrizioLPL Financial LLCSignator Investors, Inc.$10011-16-2010
Matthew Thomas GorhamLPL Financial LLCSignator Investors, Inc.$10012-15-2009
Michael E PattersonMML Investors Services, LLCSignator Investors, Inc.09-16-2013
Matthew John MclaughlinMML Investors Services, LLCSignator Investors, Inc.$15005-28-2013
John Andrew GordonMML Investors Services, LLCSignator Investors, Inc.10-15-2012
Shawn E McdevittMutual of America Securities LLCSignator Investors, Inc.10-14-2015
Stephen Henry RussellNew England SecuritiesSignator Investors, Inc.$10006-28-2013
Jeffrey Edward BysNYLIFE Securities LLCSignator Investors, Inc.07-20-2010
James Michael DesrocherPark Avenue Securities LLCSignator Investors, Inc.$10009-06-2011
William Champlain Lippincott IIIPruco Securities, LLC.Signator Investors, Inc.12-12-2014
Scott David ChapmanPruco Securities, LLC.Signator Investors, Inc.04-17-2013
John Scott PimentalQuestar Capital CorporationSignator Investors, Inc.$10010-27-2017
Wayne Paul ProulxSagePoint Financial, Inc.Signator Investors, Inc.$50010-27-2014
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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