Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Thomas GorhamLPL Financial LLCSignator Investors, Inc.12-15-2009
Jeffrey Edward BysNYLIFE Securities LLCSignator Investors, Inc.07-20-2010
Jonathan Dean FabrizioLPL Financial LLCSignator Investors, Inc.11-16-2010
James Michael DesrocherPark Avenue Securities LLCSignator Investors, Inc.09-06-2011
Justin Charles LittlefieldCambridge Investment Research, Inc.Signator Investors, Inc.$2502-23-2012
Mark Robert BosseyLPL Financial LLCSignator Investors, Inc.03-09-2012
Ryan Douglas MariniLPL Financial LLCSignator Investors, Inc.03-09-2012
William M. ElwellCambridge Investment Research, Inc.Signator Investors, Inc.03-12-2013
Scott David ChapmanPruco Securities, LLC.Signator Investors, Inc.04-17-2013
Karyn Alice OconnorEquity Services, Inc.Signator Investors, Inc.09-19-2014
Wayne Paul ProulxSagePoint Financial, Inc.Signator Investors, Inc.$5010-27-2014
Andrew David KamenskyTD Ameritrade Investment Management, LLCSignator Investors, Inc.03-24-2015
Shaun D. SullivanCambridge Investment Research, Inc.Signator Investors, Inc.09-14-2015
Charles Stuart AndelmanVoya Financial Advisors, Inc.Signator Investors, Inc.$21302-02-2016
Adam Jay RudikoffAmeriprise Financial Services, Inc.Signator Investors, Inc.$1009-06-2016
Kenneth A. TalentinoVoya Financial Advisors, Inc.Signator Investors, Inc.10-02-2017
Frederick Mark LaneTriad Advisors LLCSignator Investors, Inc.03-14-2018
Samuel Britton BaldwinRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
Earle William Pitt Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
George John Saideh Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Gregory R FortierRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
William Francis Ryan Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Patrick Allen TannlerRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Jennifer Alane BorislowRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Gary Francis ThomasRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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