Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Elizabeth PasikowskiAXA Advisors, LLCSignator Investors, Inc.11-15-2018
Steve Ohannes NazoyanSecurian Financial Services, Inc.Signator Investors, Inc.10-23-2018
James E CaseySecurities America, Inc.Signator Investors, Inc.$5510-19-2018
Michael William MaherLPL Financial LLCSignator Investors, Inc.09-25-2018
Cody M. TaymoreFidelity Brokerage Services LLCSignator Investors, Inc.09-17-2018
Laura Ellen Clark-BrownTriad Advisors LLCSignator Investors, Inc.07-26-2018
Ryan John BalksCommonwealth Financial NetworkSignator Investors, Inc.06-05-2018
Daniel Jon FerwerdaSigma Financial CorporationSIGNATOR INVESTORS, INC.$2506-01-2018
Heather Joan ArmstrongJ.P. Morgan Securities LLCSignator Investors, Inc.05-14-2018
Steven James GroganCommonwealth Financial NetworkSignator Investors, Inc.02-02-2018
Dorothy Marie DarlingAvantax Investment Services, Inc.Signator Investors, Inc.04-18-2017
Aaron James VerbruggeNYLIFE Securities LLCSignator Investors, Inc.12-22-2016
Scott A. WetzelFSC Securities CorporationSignator Investors, Inc.12-09-2016
Christopher David HarrisWaddell & ReedSignator Investors, Inc.10-06-2016
Steven James CarpenterCFD Investments, Inc.Signator Investors, Inc.08-26-2016
Nidal Azzam KanaanThe Huntington Investment CompanySignator Investors, Inc.04-28-2016
Tiffany SaitesLPL Financial LLCSignator Investors, Inc.06-19-2015
Richard Warren HartMetLife Securities Inc.Signator Investors, Inc.06-02-2015
Paul GeymanMetLife Securities Inc.Signator Investors, Inc.05-26-2015
Jerald T. PawlowiczLPL Financial LLCSignator Investors, Inc.06-10-2014
Michael A. ComperchioInfinex Investments, Inc.Signator Investors, Inc.$1004-21-2014
Gurveer Singh MannAmeriprise Financial Services, LLCSignator Investors, Inc.$1003-14-2014
Tamra Stephenie SyracuseMorgan StanleySignator Investors, Inc.09-10-2013
Matthew Jay LehmanLPL Financial LLCSignator Investors, Inc.12-14-2012
Jeff Alan TomlinsonVoya Financial Advisors, Inc.Signator Investors, Inc.09-23-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.