Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron James VerbruggeNYLIFE Securities LLCSignator Investors, Inc.12-22-2016
Adam Blake TylerFifth Third Securities, Inc.Signator Investors, Inc.05-11-2010
Christopher David HarrisWaddell & ReedSignator Investors, Inc.10-06-2016
Cody M. TaymoreFidelity Brokerage Services LLCSignator Investors, Inc.09-17-2018
Daniel Jon FerwerdaSigma Financial CorporationSIGNATOR INVESTORS, INC.$2506-01-2018
Dorothy Marie DarlingAvantax Investment Services, Inc.Signator Investors, Inc.04-18-2017
Gurveer Singh MannAmeriprise Financial Services, LLCSignator Investors, Inc.$1003-14-2014
Heather Joan ArmstrongJ.P. Morgan Securities LLCSignator Investors, Inc.05-14-2018
James E CaseySecurities America, Inc.Signator Investors, Inc.$5510-19-2018
Jason John ButterfieldJack V. Butterfield Investment CompanySignator Investors, Inc.01-12-2009
Jeff Alan TomlinsonVoya Financial Advisors, Inc.Signator Investors, Inc.09-23-2011
Jerald T. PawlowiczLPL Financial LLCSignator Investors, Inc.06-10-2014
Laura Ellen Clark-BrownTriad Advisors LLCSignator Investors, Inc.07-26-2018
Matthew Jay LehmanLPL Financial LLCSignator Investors, Inc.12-14-2012
Michael A. ComperchioInfinex Investments, Inc.Signator Investors, Inc.$1004-21-2014
Michael William MaherLPL Financial LLCSignator Investors, Inc.09-25-2018
Nidal Azzam KanaanThe Huntington Investment CompanySignator Investors, Inc.04-28-2016
Paul GeymanMetLife Securities Inc.Signator Investors, Inc.05-26-2015
Richard Warren HartMetLife Securities Inc.Signator Investors, Inc.06-02-2015
Ryan John BalksCommonwealth Financial NetworkSignator Investors, Inc.06-05-2018
Sarah Elizabeth PasikowskiAXA Advisors, LLCSignator Investors, Inc.11-15-2018
Scott A. WetzelFSC Securities CorporationSignator Investors, Inc.12-09-2016
Scott E. BurnsFifth Third Securities, Inc.Signator Investors, Inc.$1001-20-2011
Steve Ohannes NazoyanSecurian Financial Services, Inc.Signator Investors, Inc.10-23-2018
Steven James CarpenterCFD Investments, Inc.Signator Investors, Inc.08-26-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.