Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Thomas PatroneEdward JonesSignator Investors, Inc.11-19-2018
Michael Dean AllenRoyal Alliance Associates, Inc.Signator Investors, Inc.$1711-02-2018
Paul Edward KoenigRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Anthony Joseph LucidoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Donald Anthony BeckerleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Darrell Deloy LorenzRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Paul Andrew RichardsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bruce William BurchardRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William Lee RappMoney Concepts Capital CorpSignator Investors, Inc.03-21-2018
John Wallace BassIndependent Financial Group, LLCSignator Investors, Inc.$5002-13-2018
Steven Charles ArndtIndependent Financial Group, LLCSignator Investors, Inc.$2502-13-2018
Kevin Anthony GoveroIndependent Financial Group, LLCSignator Investors, Inc.02-13-2018
Ryan Michael MeridethIndependent Financial Group, LLCSignator Investors, Inc.02-13-2018
Jay Michael SteinbockThe O.N. Equity Sales CompanySignator Investors, Inc.$2506-13-2016
Glennon Anthony ArnoldSecurities Service Network, LLCSignator Investors, Inc.12-09-2014
James Bernard Johnson Sr.Woodbury Financial Services, Inc.Signator Investors, Inc.09-19-2014
Robert Matthews WilliamsFirst Heartland Capital, Inc.Signator Investors, Inc.08-08-2013
Philip Edward HranacEdward JonesSignator Investors, Inc.04-15-2013
Christopher L. WardCommerce Brokerage Services, Inc.Signator Investors, Inc.11-22-2010
Justin Paul Park RuestEdward JonesSignator Investors, Inc.09-13-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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