Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda Taylor HousandRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Matthew David GlovaCommonwealth Financial NetworkSignator Investors, Inc.03-24-2010
Max Alan HockenberryRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Michael Sean GodwinRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Nicholas John PinoRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Paul Russell HaisleyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Philip Charles RomanoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Richard S Black Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.03-24-2015
Robert Ross CounceRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Ruth Roberts PettySecurities America, Inc.Signator Investors, Inc.10-09-2015
Scott Daniel SorrellRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Scott VanderlindenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Stephen Clarke PittsRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Steven Lewis BrownRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Taylor Grant EthridgeState Farm VP Management Corp.Signator Investors, Inc.09-21-2010
Tony Earl McNeillRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Trevor Coy LawsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Wendy P. WeantRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William Blackiston Wilmer Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William David SmithRoyal Alliance Associates, Inc.Signator Investors, Inc.$1411-02-2018
William Regan McGuirtRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William Wayne Holland IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
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Showing 26 to 47 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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