Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Geoffrey MinterLifeMark Securities Corp.Signator Investors, Inc.09-23-2009
Ori William PagovichFSC Securities CorporationSignator Investors, Inc.12-14-2009
Normand Richard Fluet Jr.Ameriprise Financial Services, Inc.Signator Investors, Inc.08-03-2010
Todd Mccabe O'DonnellAXA Advisors, LLCSignator Investors, Inc.08-27-2010
Jeffrey Loren HaxtonCadaret, Grant & Co., Inc.Signator Investors, Inc.10-20-2010
Edward Michael LadersProEquities, Inc.Signator Investors, Inc.11-29-2010
Gloria M PermaulKey Investment Services LLCSignator Investors, Inc.06-22-2011
Eric Michael PalumboMML Investors Services, LLCSignator Investors, Inc.09-08-2011
Richard Ronald BaginskiNYLIFE Securities LLCSignator Investors, Inc.09-12-2011
Gregory Adam MosickAXA Advisors, LLCSignator Investors, Inc.$10001-04-2012
Corey Lee JacksonManning & Napier Investor Services, Inc.Signator Investors, Inc.04-02-2012
Ezekiel MeiselsMML Investors Services, LLCSignator Investors, Inc.$2504-06-2012
Cheskel Gottlieb Jr.MML Investors Services, LLCSignator Investors, Inc.04-06-2012
Irwin Moshe JanklowiczMML Investors Services, LLCSignator Investors, Inc.04-06-2012
Shulem EhrenfeldMML Investors Services, LLCSignator Investors, Inc.04-06-2012
Aron KahanMML Investors Services, LLCSignator Investors, Inc.04-06-2012
Aaron KleinMML Investors Services, LLCSignator Investors, Inc.04-06-2012
Moshe FischerMML Investors Services, LLCSignator Investors, Inc.05-17-2012
Jacob KahanMML Investors Services, LLCSignator Investors, Inc.06-04-2012
Sarwar Zaman KhanNYLIFE Securities LLCSignator Investors, Inc.10-02-2012
William F Worth Jr.AXA Advisors, LLCSignator Investors, Inc.10-12-2012
Keith Sterling MitchellRoyal Alliance Associates, Inc.Signator Investors, Inc.12-13-2012
Douglas Peter CastrenPrincipal Securities, Inc.Signator Investors, Inc.08-19-2014
Paul Nicholas DonasAmeriprise Financial Services, Inc.Signator Investors, Inc.$2502-06-2015
Niall Michael MorrisseyJ.P. Morgan Securities LLCSignator Investors, Inc.05-07-2015
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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