Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Houston BartonLibertas Wealth Management Group, Inc.Signator Investors, Inc.02-13-2014
Andrew Jay MaimonaAmeriprise Financial Services, LLCSignator Investors, Inc.04-07-2010
Brooke Jayson BowermanRoyal Alliance Associates, Inc.Signator Investors, Inc.12-14-2012
Bryan George BrownWealthcare Capital Management LLCSignator Investors, Inc.02-17-2010
Charles Herbert ColePrivate Client Services, LLCSignator Investors, Inc.$1008-18-2011
Charles Shaw WinslowEquity Services, Inc.Signator Investors, Inc.12-11-2015
Christopher Andrew TolerProEquities, Inc.Signator Investors, Inc.05-12-2017
Daniel Patrick SkeesCambridge Investment Research, Inc.Signator Investors, Inc.$1006-13-2016
David Lee HeffelmanAmeriprise Financial Services, LLCSignator Investors, Inc.04-07-2010
Dustin G. DaviesPNC InvestmentsSignator Investors, Inc.10-09-2014
Eric Keith KingCommonwealth Financial NetworkSignator Investors, Inc.$5010-05-2016
James Scott SchafferOneAmerica Securities, Inc.Signator Investors, Inc.08-06-2012
Jennifer Elaine YeaterCommonwealth Financial NetworkSignator Investors, Inc.10-05-2016
Jennifer Mouser CapellAvantax Investment Services, Inc.Signator Investors, Inc.10-30-2017
Jeremy M. YoungPNC InvestmentsSignator Investors, Inc.01-28-2010
Joshua James AnglinAmeriprise Financial Services, LLCSignator Investors, Inc.03-26-2010
Judith Ann TenglerLPL Financial LLCSignator Investors, Inc.$7606-05-2018
Justin Matthew WeselohAmeriprise Financial Services, LLCSignator Investors, Inc.03-26-2010
Lori Lyn BowdenLincoln Financial Securities CorporationSignator Investors, Inc.$1004-17-2014
Marc James GaudetteThe O.N. Equity Sales CompanySignator Investors, Inc.07-24-2013
Mark David WilcoxAmeriprise Financial Services, LLCSignator Investors, Inc.03-26-2010
Mowry Wayne Young IIWealthcare Capital Management LLCSignator Investors, Inc.02-17-2010
Neoklis StathopoulosRoyal Alliance Associates, Inc.Signator Investors, Inc.12-18-2012
Peter Frederick ButlerAmeriprise Financial Services, LLCSignator Investors, Inc.03-26-2010
Robert KoenigbauerRoyal Alliance Associates, Inc.Signator Investors, Inc.09-02-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.