Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clyde Patterson McFaddenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Christopher Sean HardyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
James Christopher PlaskoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Andrew Leland SemrauRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Jonathan Hardy HendersonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ajay Ramesh AnandRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brenton D. HarrisonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Andy Todd EngebretsenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Blake Thurston DorsettRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Laurence Vincent Plummer Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert W. MitchellRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Charles Thomas HerronRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Coty Lee BarkerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
John Kay SpringerSagePoint Financial, Inc.Signator Investors, Inc.$4211-01-2016
John Cline EvansSecurities America, Inc.Signator Investors, Inc.08-31-2018
Robert Michael BeckerWoodbury Financial Services, Inc.Signator Investors, Inc.$1005-07-2010
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Showing 26 to 41 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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