Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Craig MonkPruco Securities, LLC.Signator Investors, Inc.06-16-2009
Kayla Sue WilliamsChase Investment Services Corp.Signator Investors, Inc.07-20-2009
David Carl GurneePuritan Brokerage Services, Inc.Signator Investors, Inc.$50010-01-2009
Robert Lawrence ElliottPruco Securities, LLC.Signator Investors, Inc.10-20-2009
Fielding Ruddell GrahamMorgan StanleySignator Investors, Inc.03-15-2010
Jose Alberto S. ChiongNYLIFE Securities LLCSignator Investors, Inc.04-15-2010
Michael Anthony RusselleInvestment Professionals, Inc.Signator Investors, Inc.12-01-2010
Jason Birdwell TalleyOFG Financial Services, Inc.Signator Investors, Inc.$50001-18-2012
Christopher Lee StolteIndependent Financial PartnersSignator Investors, Inc.02-19-2014
Gary Craig Cowles Jr.LPL Financial LLCSignator Investors, Inc.$25006-09-2014
Joseph Edward Mahoney Jr.Northwestern Mutual Investment Services, LLCSignator Investors, Inc.$15007-08-2014
David Lynn LimerickLPL Financial LLCSignator Investors, Inc.$50012-02-2014
Donald Franklin TurnerOneAmerica Securities, Inc.Signator Investors, Inc.$10011-03-2015
Sunhe ChungAvantax Investment Services, Inc.Signator Investors, Inc.11-17-2015
Jack Donald RolandCambridge Investment Research, Inc.Signator Investors, Inc.$10005-16-2016
Nathan Joseph TriticoCambridge Investment Research, Inc.Signator Investors, Inc.05-19-2016
Scott Alan CarletonCambridge Investment Research, Inc.Signator Investors, Inc.$10006-01-2016
Ramin GhaffariUnited Planners' Financial Services of America A Limited PartnerSignator Investors, Inc.$10011-02-2016
Sharon Lee KillionUnited Planners' Financial Services of America A Limited PartnerSignator Investors, Inc.11-02-2016
Sledge Wayne KillionUnited Planners' Financial Services of America A Limited PartnerSignator Investors, Inc.11-03-2016
Eric Horacio GonzalezLPL Financial LLCSignator Investors, Inc.11-30-2016
Nicholas Abelardo TorresLPL Financial LLCSignator Investors, Inc.01-04-2017
Luis Carlos DelarosaCambridge Investment Research, Inc.Signator Investors, Inc.$25001-17-2017
Stephen Matthew ClarkFisher InvestmentsSignator Investors, Inc.10-18-2017
Michael Aaron TorresIndependence Wealth GroupSignator Investors, Inc.11-13-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.