Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Richard WisniewskiRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
Scott Alan CoenenRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Stanley Alfred SakalowskiRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Stuart Guy HuebnerRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Samuel Frederick Giordano IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Jason S. MeitznerRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Timothy Patrick DwyerRoyal Alliance Associates, Inc.Signator Investors, Inc.$1311-02-2018
Mark Christopher LiebeltRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Cynthia Lee BongRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Melissa Rae CoppageRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Mark Richard DevereuxRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Matthew Henry RadintzRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Erik John LindenbergRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Tracy A RicherRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Gerald G. Arnholt IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Roger A WilsonHD Vest Investment ServicesSignator Investors, Inc.06-25-2018
George Mitchell Piper Jr.Cambridge Investment Research, Inc.Signator Investors, Inc.$1206-06-2016
Bradley Joseph McCroreyJ.P. Morgan Securities LLCSignator Investors, Inc.05-25-2016

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.