Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan John BeaulieuAmeriprise Financial Services, LLCSignator Investors, Inc.02-22-2019
Byron Clyde KauffmanLPL Financial LLCSignator Investors, Inc.12-17-2018
Edward Sullivan RichRoyal Alliance Associates, Inc.Signator Investors, Inc.12-05-2018
Jacob Allen PerkinsKestra Investment Services, LLCSignator Investors, Inc.11-20-2018
Brandon Thomas PatroneEdward JonesSignator Investors, Inc.11-19-2018
Sarah Elizabeth PasikowskiEquitable Advisors, LLCSignator Investors, Inc.11-15-2018
Dan MaizelNorthwest Investment Advisors, Inc.Signator Investors, Inc.11-09-2018
Alexander P PetsisAnthony Petsis & Associates Inc.Signator Investors, Inc.11-05-2018
Mark William MillsapLPL Financial LLCSIGNATOR INVESTORS, INC.$5011-01-2018
Brian Franklin MillerPrincipal Securities, Inc.Signator Investors, Inc.$24311-01-2018
James Bradley EarpDominion Investor Services, Inc.Signator Investors, Inc.11-01-2018
Russell Everett HughellPrincipal Securities, Inc.Signator Investors, Inc.$15011-01-2018
Mandi Patricia MiglinoTransamerica Financial Advisors, IncSignator Investors, Inc.10-31-2018
Jeremy W WithersClient One Securities LLCSignator Investors, Inc.10-31-2018
Steven JonesLPL Financial LLCSignator Investors, Inc.$80010-30-2018
Ricky Lee MaiClient One Securities LLCSignator Investors, Inc.$5010-30-2018
Steven Joel JonesLPL Financial LLCSignator Investors, Inc.10-26-2018
Loren Suzanne McEwanLPL Financial LLCSignator Investors, Inc.10-26-2018
William J LawfieldLPL Financial LLCSignator Investors, Inc.10-26-2018
K Evan KennedySEIASignator Investors, Inc.10-25-2018
Steve Ohannes NazoyanSecurian Financial Services, Inc.Signator Investors, Inc.10-23-2018
Zachary Allen KnutsonInnovative Wealth Management, LLCSignator Investors, Inc.10-18-2018
David B Fultz JrProEquities, Inc.Signator Investors, Inc.10-17-2018
Thomas Gerard WhelanCambridge Investment Research, Inc.Signator Investors, Inc.$10010-16-2018
Walter Keating ScottCambridge Investment Research, Inc.Signator Investors, Inc.10-16-2018
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.