Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chris Henry KoerberRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ginger Marie RobertsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ronald Paul NathanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William Gustav CarsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Patricia Kerr UhartRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Timothy Douglas ChanterRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Niraj Prafull BaxiRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Mark Jay WagnerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michael Chulie MohRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Douglas Ross MacaulayRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ronald Lee BlandRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Perry Duane NociforaRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Gene David LarsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Angela Lee MillerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Richard James BoragnoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Susan Laflin KramerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Phillip Dean OrrRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Thomas J Y LinRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Valerie KendrickRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Douglas Luis AiharaRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Edward Howard ReedRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William Kevin KesslerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Burt Douglas StewartRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Patrick Christopher ReardonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Sandra M Ashton-PhillipsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
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Showing 1 to 25 of 106 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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