Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Paul SwalesSwales Financial LLCState Farm VP Management Corp.08-31-2020
Dimetrius Alonzo HatcherAllstate Financial Services, LLCState Farm VP Management Corp.08-20-2020
Li HuangWells Fargo Clearing Services, LLCState Farm VP Management Corp.08-10-2020
Lauren Marie BainMerrill Lynch, Pierce, Fenner & Smith IncorporatedState Farm VP Management Corp.04-22-2020
Michele Lynne LosapioState Farm VP Management Corp.State Farm VP Management Corp.04-21-2020
Jon Brad BollierState Farm VP Management Corp.State Farm VP Management Corp.04-16-2020
Marco CabezasAllstate Financial Services, LLCState Farm VP Management Corp.03-24-2020
Jason B. KennedyFirst Financial Securities of America, Inc.State Farm VP Management Corp.03-09-2020
John Thomas BattsEPI Advisors, LLCState Farm VP Management Corp.03-09-2020
Robert Henry MashburnState Farm VP Management Corp.State Farm VP Management Corp.03-04-2020
Robert Lawrence ElsenpeterAllstate Financial Services, LLCState Farm VP Management Corp.02-27-2020
Patricia Outlaw SoutherState Farm VP Management Corp.State Farm VP Management Corp.02-06-2020
Elisa Thorp GoebelAmeritas Investment Company, LLCState Farm VP Management Corp.02-05-2020
Jonathan ThompsonSecurities America, Inc.State Farm VP Management Corp.01-24-2020
Kimberly Ann LutesWells Fargo Clearing Services, LLCState Farm VP Management Corp.01-21-2020
Samuel D MartinState Farm VP Management Corp.State Farm VP Management Corp.01-16-2020
Taylor Fellows ObornFBL Marketing Services, LLCState Farm VP Management Corp.01-10-2020
Shannon Marie ReedPruco Securities, LLC.State Farm VP Management Corp.01-10-2020
Amad SultanState Farm VP Management Corp.State Farm VP Management Corp.11-15-2019
Devon M. Wendler AlvordPruco Securities, LLC.State Farm VP Management Corp.10-15-2019
Charles Nicholas Miramon Jr.State Farm VP Management Corp.State Farm VP Management Corp.09-27-2019
Andrew Lee BurtonVALIC Financial Advisors, Inc.State Farm VP Management Corp.09-16-2019
Robert Wayne HopkinsPruco Securities, LLC.State Farm VP Management Corp.08-14-2019
Shawn Darrell LangehennigFarmers Financial Solutions, LLCState Farm VP Management Corp.$2408-07-2019
Michael Thomas KulaskiEdward JonesState Farm VP Management Corp.08-02-2019
Next Page »

Showing 1 to 25 of 568 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.