Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Hanson Slaughter1919 Investment Counsel, LLCSterne, Agee & Leach, Inc.01-08-2016
Ashley Summers Tabb1919 Investment Counsel, LLCSterne, Agee & Leach, Inc.09-17-2015
David Lee KaiserAmerican Portfolios Financial Services, Inc.Sterne, Agee & Leach, Inc.$5009-05-2012
Earl David KearAmeriprise Financial Services, Inc.Sterne, Agee & Leach, Inc.$1011-07-2014
Chester Alan RonaldAmeriprise Financial Services, Inc.Sterne, Agee & Leach, Inc.$5007-01-2014
Robert David WallaceAmeriprise Financial Services, Inc.Sterne, Agee & Leach, Inc.$10001-15-2014
William Harvey McCallAmeriprise Financial Services, Inc.Sterne, Agee & Leach, Inc.$10001-15-2014
Jacyne Juanita WoodcoxAmeriprise Financial Services, Inc.Sterne, Agee & Leach, Inc.$10001-15-2014
James Edwin WestbrookAmeriprise Financial Services, Inc.Sterne, Agee & Leach, Inc.12-14-2012
Cody M. PughArvest Wealth ManagementSterne, Agee & Leach, Inc.11-01-2010
Daniel Swift EdmundsB. Riley Wealth ManagementSterne, Agee & Leach, Inc.10-04-2013
Charles Mitchell SmithBHK Investment AdvisorsSterne, Agee & Leach, Inc.08-19-2014
Tyler Darrell CurrentFirst Kentucky Securities CorporationSterne, Agee & Leach, Inc.03-12-2012
Nigel Adam GuntharpFSC Securities CorporationSterne, Agee & Leach, Inc.12-09-2009
Leonard Bruce LanniLanni Capital Investments LLCSterne, Agee & Leach, Inc.06-13-2011
Kathy Mary ConlinLPL Financial LLCSterne, Agee & Leach, Inc.12-14-2012
Roy Michael BlumbergLPL Financial LLCSterne, Agee & Leach, Inc.07-08-2009
Matthew Lee McDanielMerrill Lynch, Pierce, Fenner & Smith IncorporatedSterne, Agee & Leach, Inc.05-13-2013
Troy Michael CowdreyMorgan StanleySterne, Agee & Leach, Inc.07-28-2015
Robert Brook SuttonMorgan StanleySterne, Agee & Leach, Inc.$5006-10-2014
Farra M. Alford Jr.Morgan StanleySterne, Agee & Leach, Inc.08-19-2013
Hollis Norman Gieger Jr., Charles Ellis NorwoodMorgan StanleySterne, Agee & Leach, Inc.07-01-2013
William Stephens Lamb Jr.Raymond James & Associates, Inc.Sterne, Agee & Leach, Inc.06-19-2015
Joaquin Philip HortonRaymond James & Associates, Inc.Sterne, Agee & Leach, Inc.$20005-27-2014
Justin Trevor AdamsRaymond James & Associates, Inc.Sterne, Agee & Leach, Inc.$5005-27-2014
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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