Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Hanson Slaughter1919 Investment Counsel, LLCSterne, Agee & Leach, Inc.01-08-2016
Michael W. GaylePrincipal Securities, Inc.Sterne, Agee & Leach, Inc.04-01-2015
Catherine D. LakeMerrill Lynch, Pierce, Fenner & Smith IncorporatedSterne, Agee & Leach, Inc.02-17-2015
Charles Mitchell SmithBHK Investment AdvisorsSterne, Agee & Leach, Inc.08-19-2014
Evan Clifford DormanSynovus Securities, Inc.Sterne, Agee & Leach, Inc.07-07-2014
Mark Wallace ChapmanRaymond James Financial Services, Inc.Sterne, Agee & Leach, Inc.09-03-2013
Farra M. Alford Jr.Morgan StanleySterne, Agee & Leach, Inc.08-19-2013
Hollis Norman Gieger Jr.Morgan StanleySterne, Agee & Leach, Inc.07-01-2013
Charles Ellis NorwoodMorgan StanleySterne, Agee & Leach, Inc.07-01-2013
Stuart Elliott RobertsWells Fargo Clearing Services, LLCSterne, Agee & Leach, Inc.$10009-21-2012
Earle Mckissack Duffey Jr.New England SecuritiesSterne, Agee & Leach, Inc.$5008-24-2012
Andrew Hartselle MearsMerrill Lynch, Pierce, Fenner & Smith IncorporatedSterne, Agee & Leach, Inc.04-11-2012
Randa Sue MarlowEdward JonesSterne, Agee & Leach, Inc.11-23-2011
Adolph Weil IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedSterne, Agee & Leach, Inc.06-10-2011
Joseph L. StorkHewlett Davidson Powell, LLCSterne, Agee & Leach, Inc.03-24-2011
Nigel Adam GuntharpFSC Securities CorporationSterne, Agee & Leach, Inc.12-09-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.