Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Hanson Slaughter1919 Investment Counsel, LLCSterne, Agee & Leach, Inc.01-08-2016
Ashley Summers Tabb1919 Investment Counsel, LLCSterne, Agee & Leach, Inc.09-17-2015
Walter Enslen ShackelfordStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
James Douglas Harris IIIStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
Young Wilkerson Stevenson Jr.Stifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
Mat Murfree JohnsonStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
John Reese HamnStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
William March Moore Jr.Stifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
James Taylor McElroyStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
Ying ZhaoStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
Evan John Mathis PriceStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
Henry Andrew HollidayStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
Reynolds Davis WhatleyStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.07-07-2015
Wayne Mason Gregory IIStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.10-13-2014
Phillip Wayne GannStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.09-25-2014
Charles Mitchell SmithBHK Investment AdvisorsSterne, Agee & Leach, Inc.08-19-2014
Evan Clifford DormanSynovus Securities, Inc.Sterne, Agee & Leach, Inc.07-07-2014
Andrew Reid Smith IIIStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.09-20-2013
Mark Wallace ChapmanRaymond James Financial Services, Inc.Sterne, Agee & Leach, Inc.09-03-2013
Farra M. Alford Jr.Morgan StanleySterne, Agee & Leach, Inc.08-19-2013
Hollis Norman Gieger Jr., Charles Ellis NorwoodMorgan StanleySterne, Agee & Leach, Inc.07-01-2013
Marilyn Anne WainwrightSA Stone Wealth Management Inc.Sterne, Agee & Leach, Inc.03-01-2013
Harold Lowell Wainwright IIISA Stone Wealth Management Inc.Sterne, Agee & Leach, Inc.03-01-2013
Jack Hendricks Hicks Jr.SA Stone Wealth Management Inc.Sterne, Agee & Leach, Inc.11-05-2012
Mitchell Fredrick DubinaStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.05-07-2012
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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