Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Huggins, Linda Winders, Blair Huggins, JD Huggins Morgan StanleyStifel, Nicolaus & Company, Incorporated$34508-23-2019
Mark P. SullivanMorgan StanleyStifel, Nicolaus & Company, Incorporated$10510-25-2017
Mark CisselMorgan StanleyStifel, Nicolaus & Company, Incorporated$5408-17-2017
Mark Anton LuningMorgan StanleyStifel, Nicolaus & Company, Incorporated03-21-2017
Errol Kenneth FurstMorgan StanleyStifel, Nicolaus & Company, Incorporated$17610-27-2016
Alvin David VermutMorgan StanleyStifel, Nicolaus & Company, Incorporated10-27-2016
Brisel Gauthier RiveraMorgan StanleyStifel, Nicolaus & Company, Incorporated$25006-25-2014
James Patrick BradleyMorgan StanleyStifel, Nicolaus & Company, Incorporated$10001-24-2014
Maria Claret GarciaMorgan StanleyStifel, Nicolaus & Company, Incorporated01-24-2014
Carmen Leilani FaulknerMorgan StanleyStifel, Nicolaus & Company, Incorporated$10005-19-2011
Keith Matthew KordichMorgan StanleyStifel, Nicolaus & Company, Incorporated$50003-17-2011
Samuel Peter BartolettaMorgan StanleyStifel, Nicolaus & Company, Incorporated$10010-29-2010
Thomas Peter LeinwolMorgan StanleyStifel, Nicolaus & Company, Incorporated$10008-06-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.