Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Lewis DruffnerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$10006-11-2009
Kevin Michael SnellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$10006-11-2009
Richard Leon PecceWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$15006-11-2009
Beverly Kay SchmittWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated06-11-2009
Steven Paul HanousekWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$10011-16-2009
Roy Alan LamarWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$15004-22-2010
Curt Byron AllenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$25008-26-2010
Solomon ShenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$10012-21-2010
Joseph Anthony KarcutskieWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$50005-13-2011
Craig Alan BlueWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$15005-26-2011
Roger Paul ComptonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$25008-11-2011
Tosha Nicole AdamsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated08-11-2011
Russell Stewart PeckWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated09-23-2011
Stephen L BooherWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$10001-05-2012
Harold Perry UszerowiczWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$10001-13-2012
Barrett Pierson RydellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$50002-17-2012
Harry Kwockhung GongWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$22406-29-2012
Robert Wayne JacobWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$50007-31-2012
Allen H. WilsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$10008-10-2012
Nhu Thi BergstromWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated10-03-2012
Bradley Lee GummowWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$10010-25-2012
Thomas Martin WeightmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$10010-25-2012
Derek Paul ShadickWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated11-06-2012
Brea Nicole TabernikWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated11-13-2012
Jerome Matthew ZitzmannWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$50002-21-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.