Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary FordPrincipal Securities, Inc.Stifel, Nicolaus & Company, Incorporated02-03-2020
Daniel S SoshnikWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-17-2019
Toby John SvobodaWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-17-2019
Paula DayPFS Investments Inc.Stifel, Nicolaus & Company, Incorporated08-22-2019
Nicholas John GertsemaCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated10-26-2018
John Stanton BurnsOakview Wealth Solutions LLCStifel, Nicolaus & Company, Incorporated07-17-2018
Joseph Gordon SchnitzlerRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-19-2018
Justin Steven BrownRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-02-2018
Michelle A EvansRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-02-2018
Susan E PevacEdward JonesStifel, Nicolaus & Company, Incorporated12-18-2017
Crystal Moeglin BurnsU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated10-11-2017
Robert Anthony SchaferMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated09-19-2017
Ronald Ray Adkison Jr.Creative PlanningStifel, Nicolaus & Company, Incorporated04-17-2017
Steven M. ZekertWaddell & ReedStifel, Nicolaus & Company, Incorporated10-04-2016
Zachary UngerottLPL Financial LLCStifel, Nicolaus & Company, Incorporated09-07-2016
Joshua BairdVALIC Financial Advisors, Inc.Stifel, Nicolaus & Company, Incorporated07-26-2016
Aron C. EwenStifel, Nicolaus & Company, IncorporatedStifel, Nicolaus & Company, Incorporated03-14-2016
Sandra Lee MallorySecurities America, Inc.Stifel, Nicolaus & Company, Incorporated11-20-2015
Theodore William HartzlerU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated07-28-2014
Steven Floyd Owens Jr.Wells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-07-2014
David Clifton RathMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated10-11-2013
Rebecca Lynn YoungEdward JonesStifel, Nicolaus & Company, Incorporated05-28-2013
Brea Nicole TabernikWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated11-13-2012
Sheri Carol McCannMorgan StanleyStifel, Nicolaus & Company, Incorporated02-17-2012
Scott Michael KrajacicBuckingham Strategic Wealth, LLCStifel, Nicolaus & Company, Incorporated11-21-2011
Next Page »

Showing 1 to 25 of 52 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.