Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Reilley HerfRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$10010-21-2019
Jeffery Warren LeathersFBL Marketing Services, LLCStifel, Nicolaus & Company, Incorporated10-18-2019
Tim Patrick AndersonDelta Investment Management, LLCStifel, Nicolaus & Company, Incorporated10-18-2019
Manuel Allen PalanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$15010-17-2019
Pamela Annette GlaserWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$15010-17-2019
Daniel S SoshnikWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated10-17-2019
Toby John SvobodaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated10-17-2019
Robert A FerraroAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$25010-11-2019
Diane L RossAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$50010-11-2019
Benjamin Joseph KrichEdward JonesStifel, Nicolaus & Company, Incorporated10-11-2019
Stacey Vincent-FloresFrost Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated10-11-2019
Antone Doman MercurioCommonwealth Financial NetworkStifel, Nicolaus & Company, Incorporated$25010-04-2019
Chip Pegram Wells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$9310-02-2019
Michael Sean McCrackenLPL Financial LLCStifel, Nicolaus & Company, Incorporated09-30-2019
Ralph Edward LabriolaAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$50009-27-2019
Taylor N. TennisonAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated09-27-2019
Michael BoulosWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5209-26-2019
Harold Wells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$11709-06-2019
Terry Lee HooverLPL Financial LLCStifel, Nicolaus & Company, Incorporated$10009-05-2019
Ward AbbeyWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5008-29-2019
Ron Witter Morgan StanleyStifel, Nicolaus & Company, Incorporated$4908-29-2019
Stephen Huggins, Linda Winders, Blair Huggins, JD Huggins Morgan StanleyStifel, Nicolaus & Company, Incorporated$34508-23-2019
John Pethokoukis Morgan StanleyStifel, Nicolaus & Company, Incorporated$10708-22-2019
Paula DayPFS Investments Inc.Stifel, Nicolaus & Company, Incorporated08-22-2019
Scott Witham Edward JonesStifel, Nicolaus & Company, Incorporated$4108-15-2019
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.