Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Moss, Phil SmolowitzAegis CapitalStifel Nicolaus & Co.$15012-09-2010
Mark McGrathAmeriprise FinancialStifel Nicolaus & Co.$14111-16-2017
Michael MaherAmeriprise FinancialStifel Nicolaus & Co.$11204-15-2016
Gary WhittakerAmeriprise FinancialStifel Nicolaus & Co.$6210-23-2015
Chris PlechyAmeriprise FinancialStifel Nicolaus & Co.$14107-10-2015
Winifred ColemanCarnegie Investment CounselStifel Nicolaus & Co.$3809-24-2010
Timothy P. Gormley, Paul M. Furlong, Kevin Keane, Kathleen ZelenkaJanney Montgomery ScottStifel Nicolaus & Co.$40006-14-2018
Peter MeizelsJanney Montgomery ScottStifel Nicolaus & Co.$7207-15-2016
Michael P. ReeseJanney Montgomery ScottStifel Nicolaus & Co.08-28-2014
Peter BellLPL FinancialStifel Nicolaus & Co.$5001-11-2016
Ken FurstMorgan Stanley Wealth ManagementStifel Nicolaus & Co.$28010-28-2016
Alissa N. CarlossMorgan Stanley Wealth ManagementStifel Nicolaus & Co.$13505-03-2013
Gordon Schnitzler, Joseph SchnitzlerRaymond JamesStifel Nicolaus & Co.$14108-02-2018
Todd Krentz, Justin Brown, Michelle EvansRaymond JamesStifel Nicolaus & Co.$23006-14-2018
Henry BrightwellRaymond JamesStifel Nicolaus & Co.$7006-02-2016
Larry Goeas, Leo GoeasRaymond JamesStifel Nicolaus & Co.$1,00002-25-2015
David GunterRaymond JamesStifel Nicolaus & Co.$19111-20-2014
James M. Pucci (Jim), Jason Pucci, James C. Pucci (Jamie) Raymond JamesStifel Nicolaus & Co.$20003-28-2014
Alex A. GallegoRaymond JamesStifel Nicolaus & Co.$9401-02-2014
James "Frank" CapeRaymond JamesStifel Nicolaus & Co.$10505-03-2012
Darren Lehrman, Brian Marzulli, Lucille CostaRBC Wealth ManagementStifel Nicolaus & Co.$30009-30-2016
Cindy Dellinger, Mike LambRBC Wealth ManagementStifel Nicolaus & Co.03-07-2010
Brian NetheryRobert W. Baird & Co.Stifel Nicolaus & Co.$14011-06-2015
F. William Van Kirk Jr., F. William Van Kirk IIIStratos Wealth PartnersStifel Nicolaus & Co.$10805-29-2014
Darrach BourkeSummit Brokerage ServicesStifel Nicolaus & Co.$12111-25-2014
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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