Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rajiv Ritesh MehtaMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC07-02-2018
Michael Gregory SextonMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC06-18-2018
Ning GuoMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC05-15-2018
Philip Andrew GregoryMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC05-08-2018
Josue Eduardo GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC04-26-2018
Nicholas Daniel HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC04-13-2018
Christopher John WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC03-23-2018
Daniel Patrick WhitingMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC02-22-2018
Dallas JacksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC02-20-2018
Patrick HouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC12-04-2017
Joseph John TomczykMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC10-20-2017
Jeffrey Mcginnity FitzgeraldMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC10-06-2017
Nicholas R BridgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC09-25-2017
Brian Francis JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC08-21-2017
Christopher John SommeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC08-15-2017
Kathryn Elizabeth HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC03-28-2017
Curt David DuncanMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC02-15-2017
Robert Daniel WhitfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC10-05-2016
Michael Anthony Tartaglia IiMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC05-26-2016
Joshua Lee KuhbanderMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC05-12-2016
Michael Joseph EmmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC04-25-2016
Matthew Alexander PfisterMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC03-30-2016
Michael M CollettMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC11-10-2015
Aaron Ray KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC10-19-2015
Niva Samir BhattMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC09-15-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.