Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph P. Marsden Jr.Advisory Group Equity Services Ltd.Strategic Advisers LLC04-29-2009
Joseph William McCarthyRaymond James Financial Services, Inc.Strategic Advisers LLC01-29-2010
Robert J DepascaleBeaumont Financial Partners LLCStrategic Advisers LLC$5007-27-2010
Aric Earle Harry FriendCitizens Securities, Inc.Strategic Advisers LLC02-28-2011
Edward Charles RadlerLPL Financial LLCStrategic Advisers LLC05-19-2011
Lisa Mary VirelloMorgan StanleyStrategic Advisers LLC07-15-2011
Sean Christian CoreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC07-28-2011
Peter Frederick AngleUBS Financial Services Inc.Strategic Advisers LLC09-06-2011
Brian F WilderMorgan StanleyStrategic Advisers LLC09-16-2011
Seth Joseph KellyTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC01-17-2012
Benjamin D WhiteVoya Financial Advisors, Inc.Strategic Advisers LLC05-01-2012
Edward A. DarraghMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC06-15-2012
Carl Spiros Aloupis Jr.UBS Financial Services Inc.Strategic Advisers LLC01-24-2013
Gregg Robert ManisLPL Financial LLCStrategic Advisers LLC03-13-2013
James Allen ValisLPL Financial LLCStrategic Advisers LLC$10003-13-2013
Dana Edmond GilpatrickCambridge Investment Research, Inc.Strategic Advisers LLC06-03-2013
John Anthony HayekCharles Schwab & Co., Inc.Strategic Advisers LLC07-19-2013
Matthew Steven WhitingMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC10-25-2013
Jason D WongMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC06-24-2014
Phillip Allen O'BrienMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC07-15-2014
Matthew D MetrawCommonwealth Financial NetworkStrategic Advisers LLC07-28-2014
Guenther August AngerNYLIFE Securities LLCStrategic Advisers LLC09-10-2014
Jesse Joel BrownSignator Investors, Inc.Strategic Advisers LLC09-26-2014
Lee Michael GenerousLPL Financial LLCStrategic Advisers LLC01-12-2015
Marc Melvin HirtleMeridian Financial Services, Inc.Strategic Advisers LLC04-27-2015
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.