Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert A. LindbloomInternational Assets Advisory, LLCSummit Brokerage Services, Inc.10-14-2019
Patrick VaughnLPL Financial LLCSummit Brokerage Services, Inc.$2508-30-2019
Dudley Earl Labauve IIILPL Financial LLCSummit Brokerage Services, Inc.$5008-26-2019
Melissa Deann ProffittSecurities America, Inc.Summit Brokerage Services, Inc.08-23-2019
Herbert Frederick Allen IIIHarbour Investments, Inc.Summit Brokerage Services, Inc.$24508-19-2019
Raymond Anthony Asmar Jr.A.G.P / Alliance Global PartnersSummit Brokerage Services, Inc.$2508-16-2019
Lance Mitchell KlugerA.G.P / Alliance Global PartnersSummit Brokerage Services, Inc.$1008-16-2019
Joseph John AlfinitoSecurities America, Inc.Summit Brokerage Services, Inc.$10007-19-2019
Jay Alan WallingerSecurities America, Inc.Summit Brokerage Services, Inc.$2507-08-2019
Phillip Glynn SalterLPL Financial LLCSummit Brokerage Services, Inc.$5006-19-2019
Clovis Waylon Van HoutenLPL Financial LLCSummit Brokerage Services, Inc.06-19-2019
Blake A. WortheyLPL Financial LLCSummit Brokerage Services, Inc.06-19-2019
David Craig SchiavoPrincipal Securities, Inc.Summit Brokerage Services, Inc.06-12-2019
Keith Thomas ForrestLPL Financial LLCSummit Brokerage Services, Inc.$5006-03-2019
Johnson Minh HoangLPL Financial LLCSummit Brokerage Services, Inc.$5006-03-2019
Robert E. WalkerInfinex Investments, Inc.Summit Brokerage Services, Inc.05-31-2019
Gregory Joseph KennedyLPL Financial LLCSummit Brokerage Services, Inc.$2505-16-2019
Eric Bruce BotwinikRaymond James Financial Services, Inc.Summit Brokerage Services, Inc.05-10-2019
Michael Todd SissonSecurities America, Inc.Summit Brokerage Services, Inc.$5004-22-2019
Dean Michael NihartSummit Brokerage Services, Inc.Summit Brokerage Services, Inc.03-16-2019
Michael James AlexanderLPL Financial LLCSummit Brokerage Services, Inc.$5003-01-2019
Yashar GogerdchiCambridge Investment Research, Inc.Summit Brokerage Services, Inc.$1002-28-2019
Deborah Anne PetersonLPL Financial LLCSummit Brokerage Services, Inc.02-25-2019
Nicole Adrienne MiloneLPL Financial LLCSummit Brokerage Services, Inc.02-25-2019
Anthony Steven ThorntonHilltop Securities Independent Network Inc.Summit Brokerage Services, Inc.02-08-2019
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Showing 1 to 25 of 249 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.