Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan M. ArmstrongSagePoint Financial, Inc.Summit Brokerage Services, Inc.$1003-01-2010
Edwin Reed FoxRaymond James Financial Services, Inc.Summit Brokerage Services, Inc.03-09-2010
Margaret Stroud ArndtCambridge Investment Research, Inc.Summit Brokerage Services, Inc.07-23-2010
Randall David RiepmaSagePoint Financial, Inc.Summit Brokerage Services, Inc.08-13-2010
Marlene Jean KaltzSagePoint Financial, Inc.Summit Brokerage Services, Inc.08-13-2010
Thomas Lloyd HergottSagePoint Financial, Inc.Summit Brokerage Services, Inc.08-16-2010
Alan Knight JenkinsCalton & Associates, Inc.Summit Brokerage Services, Inc.12-07-2010
Roderick Roxas UyLPL Financial LLCSummit Brokerage Services, Inc.01-24-2011
Ramon Ignacio FernandezKovack Securities Inc.Summit Brokerage Services, Inc.12-14-2011
Richard Eugene Wilson IIAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.$2502-03-2012
Ronald Allen KramerKramer Investment Advisors, Inc.Summit Brokerage Services, Inc.03-22-2012
Keith E CusackCetera Advisor Networks LLCSummit Brokerage Services, Inc.05-04-2012
Alexander Jacob ParrisFounders Financial Securities LLCSummit Brokerage Services, Inc.$2502-14-2013
Donald William QuirkNext Financial Group, Inc.Summit Brokerage Services, Inc.$2503-13-2013
Doris Martinez BodnarKovack Securities Inc.Summit Brokerage Services, Inc.05-08-2013
Jacqueline Lee KulikowskiCetera Advisors LLCSummit Brokerage Services, Inc.$2508-02-2013
Kevin Joseph O'MalleyCadaret, Grant & Co., Inc.Summit Brokerage Services, Inc.11-08-2013
William Joel SmallInvestacorp, Inc.Summit Brokerage Services, Inc.$2504-22-2014
Ian Eugene JamesInvestacorp, Inc.Summit Brokerage Services, Inc.07-29-2014
Joseph Charles ConnollyMid Atlantic Capital CorporationSummit Brokerage Services, Inc.$5010-09-2014
Michael Lee EscobarSagePoint Financial, Inc.Summit Brokerage Services, Inc.03-09-2015
Donald Leroy SilbermanInnovation Partners LLCSummit Brokerage Services, Inc.03-31-2015
Gerard Thomas MordaLPL Financial LLCSummit Brokerage Services, Inc.04-28-2015
Justin Christopher PaganCitigroup Global Markets Inc.Summit Brokerage Services, Inc.05-11-2015
Harry Wayne ParrishJ.W. Cole Financial, Inc.Summit Brokerage Services, Inc.06-12-2015
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Showing 1 to 25 of 417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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