Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Patrick Thomas Bulger | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $150 | 09-20-2019 |
| Bruce Robert Olmstead | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $50 | 09-20-2019 |
| Robert Matthew Weldon | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $25 | 09-20-2019 |
| Robert Thomas Lloyd | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | — | 09-20-2019 |
| James Ronald Whitmore Sr. | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $50 | 09-20-2019 |
| John Henry Stearns | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $50 | 09-20-2019 |
| Jeremy Daniel Rawlins | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | — | 09-20-2019 |
| Charles Thomas Wimsatt | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | — | 09-20-2019 |
| Troy Allen Helm | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $100 | 09-20-2019 |
| Timothy Owings Waters | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | — | 09-20-2019 |
| Mark Edward Rowe | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $25 | 09-20-2019 |
| James Gregory Gibbs | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $25 | 09-20-2019 |
| Karen Sue Feola | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | — | 09-20-2019 |
| Brion Patrick Harris | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $47 | 09-20-2019 |
| Eric Vaughn Morrow | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $50 | 09-20-2019 |
| James Mark Rockwell | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $25 | 09-20-2019 |
| Brendan Reed Lewis | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | — | 09-20-2019 |
| Dave B Rao | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $25 | 09-20-2019 |
| Matthew Scrivener Agee | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | — | 09-20-2019 |
| Melanie Anne Radcliff | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | — | 09-20-2019 |
| Cristen Renee Deteau | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | — | 09-20-2019 |
| Stephen Joseph Murphy | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $50 | 09-20-2019 |
| Philip Patrick Flynn | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | — | 09-20-2019 |
| April D. Wallace | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | — | 09-20-2019 |
| Lonnie Gene Simpson Jr. | Cetera Advisor Networks LLC | Summit Brokerage Services, Inc. | $28 | 09-20-2019 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
