Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Johnson Minh HoangLPL Financial LLCSummit Brokerage Services, Inc.$50006-03-2019
Joel Earl ArcherIndependent Financial Group, LLCSummit Brokerage Services, Inc.$50001-16-2019
Richard Karim AzouzLPL Financial LLCSummit Brokerage Services, Inc.$50011-26-2018
Ewald Martin Von KanelLPL Financial LLCSummit Brokerage Services, Inc.$10010-30-2018
In Ge H. SorensenLPL Financial LLCSummit Brokerage Services, Inc.08-28-2018
Barry K. BarbernellLion Street Advisors, LLCSummit Brokerage Services, Inc.10-24-2017
James Terry MabbottColorado Financial Service CorporationSummit Brokerage Services, Inc.$50001-03-2017
Christopher Scott ToolSCF Securities, Inc.Summit Brokerage Services, Inc.12-23-2016
Lionel Albert ShawCaritas Investment Advisors LLCSummit Brokerage Services, Inc.11-10-2016
Steven Norman Andrew SuttellRedwood Coast Financial PartnersSummit Brokerage Services, Inc.08-31-2016
Xianzhong ZhuCentaurus Financial, Inc.Summit Brokerage Services, Inc.07-27-2016
Marco Bartolo AziziCentaurus Financial, Inc.Summit Brokerage Services, Inc.$15007-20-2016
Darrach Michael BourkeEmerson Equity LLCSummit Brokerage Services, Inc.05-13-2016
Tony A. KassaeiCentaurus Financial, Inc.Summit Brokerage Services, Inc.10-19-2015
Nicholas Wesley BertellRedwood Coast Financial PartnersSummit Brokerage Services, Inc.08-06-2015
John Jay LewisQuestar Capital CorporationSummit Brokerage Services, Inc.$25009-16-2014
Dawn Alison StrachanQuestar Capital CorporationSummit Brokerage Services, Inc.$25009-05-2014
Mimi Yoo ParkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Summit Brokerage Services, Inc.$50006-11-2013
Ronald Allen KramerKramer Investment Advisors, Inc.Summit Brokerage Services, Inc.03-22-2012
Margaret Stroud ArndtCambridge Investment Research, Inc.Summit Brokerage Services, Inc.$10007-23-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.