Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Knight JenkinsCalton & Associates, Inc.Summit Brokerage Services, Inc.$25012-07-2010
Allyn K. HoltRaymond James Financial Services, Inc.Summit Brokerage Services, Inc.01-07-2019
Breandan Sean KellyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Summit Brokerage Services, Inc.01-25-2013
Brian Scott KovenerInvestacorp, Inc.Summit Brokerage Services, Inc.$50001-06-2011
Carie Suzanne GratzKovack Securities Inc.Summit Brokerage Services, Inc.07-20-2017
Carl Frank NicolosiAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.$43010-14-2016
Charles Fletcher OkelleyLPL Financial LLCSummit Brokerage Services, Inc.$25010-22-2018
Craig Gary LangweilerMeyers Associates, L.P.Summit Brokerage Services, Inc.$50010-21-2011
DAVID CHARLES HILLIAMS Wealth Management, LLCSummit Brokerage Services, Inc.03-07-2018
David Craig SchiavoPrincipal Securities, Inc.Summit Brokerage Services, Inc.06-12-2019
David Jeffrey DicksKovack Securities Inc.Summit Brokerage Services, Inc.01-03-2012
Donald William QuirkNext Financial Group, Inc.Summit Brokerage Services, Inc.$25003-13-2013
Doris Martinez BodnarKovack Securities Inc.Summit Brokerage Services, Inc.$50005-08-2013
Eric Bruce BotwinikRaymond James Financial Services, Inc.Summit Brokerage Services, Inc.05-10-2019
Francis Joseph VeltenIndependent Financial Group, LLCSummit Brokerage Services, Inc.$15007-27-2018
Gary Bradford VaughnKovack Securities Inc.Summit Brokerage Services, Inc.$10007-28-2015
Gerald E. Shaw Jr.Mutual Trust Co. of America SecuritiesSummit Brokerage Services, Inc.$10007-02-2015
Gerard Thomas MordaLPL Financial LLCSummit Brokerage Services, Inc.$25004-28-2015
Henry K. MooreLPL Financial LLCSummit Brokerage Services, Inc.10-07-2015
Ian Eugene JamesInvestacorp, Inc.Summit Brokerage Services, Inc.$50007-29-2014
James Michael NotoIndependent Financial Group, LLCSummit Brokerage Services, Inc.$50010-22-2018
John Anthony NicolosiAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.$15010-14-2016
Keith Alan GoldenMutual Trust Co. of America SecuritiesSummit Brokerage Services, Inc.$25001-28-2019
Keith Thomas ForrestLPL Financial LLCSummit Brokerage Services, Inc.$50006-03-2019
Kelly L ForgatchMerrill Lynch, Pierce, Fenner & Smith IncorporatedSummit Brokerage Services, Inc.$10012-09-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.