Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew William GossWaddell & ReedSummit Brokerage Services, Inc.01-19-2016
Brett Alan YoungSagePoint Financial, Inc.Summit Brokerage Services, Inc.08-13-2010
Daniel Mccleer DraperSummit Financial Group IncSummit Brokerage Services, Inc.05-19-2011
Duane T GarthGFG Asset Management LLCSummit Brokerage Services, Inc.03-04-2010
Frederick Henry Hensler IISummit Financial Group IncSummit Brokerage Services, Inc.07-26-2011
John Alexander OgrodnickAllstate Financial Services, LLCSummit Brokerage Services, Inc.11-11-2016
Kathleen Mary SnyderJ.P. Morgan Securities LLCSummit Brokerage Services, Inc.06-27-2017
Kenneth Lynial WalkerComprehensive Planning Advisory CorporationSummit Brokerage Services, Inc.12-22-2010
Larry Eugene FolmarFolmar Advisory, LLCSummit Brokerage Services, Inc.11-24-2010
Marlene Jean KaltzSagePoint Financial, Inc.Summit Brokerage Services, Inc.$10008-13-2010
Michael Adam PawlowskiUBS Financial Services Inc.Summit Brokerage Services, Inc.07-03-2012

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.