Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph John AlfinitoSecurities America, Inc.Summit Brokerage Services, Inc.$10007-19-2019
Clovis Waylon Van HoutenLPL Financial LLCSummit Brokerage Services, Inc.$10006-19-2019
Phillip Glynn SalterLPL Financial LLCSummit Brokerage Services, Inc.$50006-19-2019
Blake A. WortheyLPL Financial LLCSummit Brokerage Services, Inc.06-19-2019
Anthony Steven ThorntonHilltop Securities Independent Network Inc.Summit Brokerage Services, Inc.02-08-2019
Catherine Savara McdanielAvantax Investment Services, Inc.Summit Brokerage Services, Inc.10-29-2018
Roberto CisnerosLPL Financial LLCSummit Brokerage Services, Inc.$25006-28-2018
Preston Andrew RosamondThe Rosamond Financial Group Wealth Management, LLCSummit Brokerage Services, Inc.02-15-2018
Kenneth Lowell CookPeak Brokerage Services, LLCSummit Brokerage Services, Inc.$13001-31-2018
Timothy Charles HobbsCallaway Financial Services, Inc.Summit Brokerage Services, Inc.08-02-2017
John Lee LackeyLPL Financial LLCSummit Brokerage Services, Inc.$32007-11-2017
James Edward Hughes Jr.Dominion Investor Services, Inc.Summit Brokerage Services, Inc.$10006-26-2017
Drew Eldred NixonDominion Investor Services, Inc.Summit Brokerage Services, Inc.$50006-23-2017
William Dale HesterDominion Investor Services, Inc.Summit Brokerage Services, Inc.02-23-2017
Mccall Mcguire DykeProspera Financial Services, Inc.Summit Brokerage Services, Inc.$25002-15-2017
Randale Brian DykeProspera Financial Services, Inc.Summit Brokerage Services, Inc.02-15-2017
William Thomas FergusonProspera Financial Services, Inc.Summit Brokerage Services, Inc.02-15-2017
Darrell Dwayne ChampagneEdward JonesSummit Brokerage Services, Inc.$15009-02-2016
BRIAN DAVID DROLETSagePoint Financial, Inc.Summit Brokerage Services, Inc.$10003-09-2015
Michael Lee EscobarSagePoint Financial, Inc.Summit Brokerage Services, Inc.$10003-09-2015
Frances Marie LongshorePrincipal Securities, Inc.Summit Brokerage Services, Inc.$10008-05-2011

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.