Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Henry CarrierAxiom Capital Management, Inc.Summit Equities, Inc.$50003-19-2019
Salvadore Robert SalvoPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$10009-19-2018
Frederick Raymond StubbsPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$10009-19-2018
Michael William ConwayPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$10009-19-2018
Mark John OlearyPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$10009-19-2018
Gregory JandoliPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$10009-19-2018
Keith Edward FahrmanPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$10009-19-2018
David XiPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$10009-19-2018
Kevin Phillip RexPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$10309-19-2018
Lawrence Malcom Bell IIIPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$12609-19-2018
Kenneth Dennis DurfeePurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$13809-19-2018
John Jay LeroyPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$15009-19-2018
Andrew MossPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$15009-19-2018
Brian Russell SnersonPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$15009-19-2018
John Michael PappadopoulosPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$20009-19-2018
Christopher George StappasPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$25009-19-2018
Herbert MillmanPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$50009-19-2018
Frank AraneoPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$50009-19-2018
Joseph William SpadaPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$50009-19-2018
Nicholas John HoumisPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$50009-19-2018
Andrea Lee OrlandoPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$50009-19-2018
David Ira FischbachPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$50009-19-2018
David Richard ChepauskasPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$50009-19-2018
Steven Wayne LiebermanPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$50009-19-2018
Peter Joseph Oneill IIIPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$50009-19-2018
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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