Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sonia Claudia Barbalho CrumplerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.$1,00011-09-2018
John Daniel GibbsNorthwestern Mutual Investment Services, LLCSunTrust Investment Services, Inc.07-26-2018
Ashley Corbin DentFifth Third Securities, Inc.SunTrust Investment Services, Inc.02-12-2018
John Maynard BolenCambridge Investment Research, Inc.SunTrust Investment Services, Inc.$5008-25-2017
Lee Byron StebbinsCambridge Investment Research, Inc.SunTrust Investment Services, Inc.$2508-25-2017
Derek Rudolf D'AlonzoAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.08-24-2017
Andrew James HillHighTower Securities, LLCSunTrust Investment Services, Inc.08-18-2017
Michael Todd HoffmanBB&T Securities, LLCSunTrust Investment Services, Inc.$5006-02-2017
Harry Alexander Mullen IIIIFG Advisory, LLCSunTrust Investment Services, Inc.05-19-2017
John Eugene BishopRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$1005-18-2017
Gene Dale PerkinsSynovus Securities, Inc.SunTrust Investment Services, Inc.05-03-2017
Shane Monquel SpellsLPL Financial LLCSunTrust Investment Services, Inc.04-24-2017
Steve Eric WardLPL Financial LLCSunTrust Investment Services, Inc.$5003-30-2017
Felicia Ann SpeetjensSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.10-11-2016
Kristen Elizabeth PlowmanSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-21-2016
Diane Hague KulpSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-21-2016
Ryan Thomas MurphySunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-21-2016
Walton Spencer LeeSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-20-2016
Leslie King RockSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-20-2016
Michael Brantley BreedSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-20-2016
Claudia Ann PenneySunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-20-2016
Peter J. ProtosSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-20-2016
Jeffrey Leavitt SeaveySunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-20-2016
Jason G. RossSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-20-2016
Christopher Michael RaySunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-20-2016
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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