Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diane Marie MuhlerSecurian Financial Services, Inc.SunTrust Investment Services, Inc.12-27-2018
Kirk D BROOKSRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.06-22-2018
Patricia Ann AlmonyEquity Services, Inc.SunTrust Investment Services, Inc.06-19-2018
William S. PeacockMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.06-05-2018
Jeffrey Alan HamiltonPNC InvestmentsSunTrust Investment Services, Inc.$5012-13-2017
Chad Wesley EberlyRBC Capital Markets, LLCSunTrust Investment Services, Inc.09-05-2017
David Michael PlasseM&T Securities, Inc.SunTrust Investment Services, Inc.06-07-2017
Joseph Robert O'ConnorEdward JonesSunTrust Investment Services, Inc.$15004-17-2017
Antony WykesMorgan StanleySunTrust Investment Services, Inc.04-07-2017
Robert Weilt Sitton Jr.Morgan StanleySunTrust Investment Services, Inc.$5003-31-2017
Annette Marie NicolayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-16-2017
Thomas Joseph Gletner Jr.SunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.10-07-2016
Bradley Craig LivengoodSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-14-2016
Stephen Scott KreterSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-14-2016
Lanie P. Santa CruzSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-14-2016
James F. RyanSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-14-2016
Stephen K WaldychSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-13-2016
Michael Patrick HoffmanSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-12-2016
Micah Richard HartSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-08-2016
Gabriel Joseph KrawczakSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-06-2016
Lisa Renee HaneSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.08-18-2016
Steven Eugene SweigertPKS Investment Advisors LLCSunTrust Investment Services, Inc.08-28-2015
Steven Louis CavagnaroM&T Securities, Inc.Suntrust Investment Services, Inc.04-15-2015
Waheed A. SiddiquiCitigroup Global Markets Inc.SunTrust Investment Services, Inc.04-07-2015
Justin Wade RomeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-12-2015
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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